External Email Disclaimer

The information contained in this e-mail (including any attachments) is for the sole use of the intended recipient(s). It may contain certain privileged and confidential information or information which is otherwise protected from disclosure. Any form of unauthorised review, use, print, storage, modification, disclosure, copying, transmission, dissemination, publication of, either whole or partial, or any action taken in reliance upon this information, by any other person than the intended recipient(s) is strictly prohibited and may be unlawful. If this e-mail is received in error, please notify the sender immediately by return email, do not forward it or inform any other person of its contents, delete it (including any attachments) from your system and destroy any copies of it.

E-mail transmission cannot be guaranteed to be secure or error-free as information could be intercepted, amended, corrupted, lost, destroyed, arrive late or incomplete, or contain viruses. Neither Carret Private Investments Limited (“CPIL”), nor its subsidiary Carret Private Capital Limited (“CPC”), nor the sender accept liability for the accuracy or completeness of this message or any attachment(s) which arise as a result of its e-mail transmission. CPC carries out virus checks but accepts no liability for any damage that may be caused by any virus inadvertently transmitted by this e-mail or any attachments thereto. You are advised to carry out your own checks on all your systems, data and communications. The content of this email does not constitute a formal commitment by CPC and is not legally binding on CPC, notably as it may have been altered without the CPC’s knowledge. If you do not wish to receive any further e-mail correspondence please let us know immediately. By communicating with CPC through E-Mail, you confirm that you have read and understood all information provided and we take this as your authorisation to correspond with you by e-mail. Unless otherwise stated, any views or opinions presented are solely those of the author and do not represent those of CPC. Please note that all e-mail communications to and from CPC may be monitored.

This e-mail is intended for informational purposes only and is not intended as an offer or solicitation for the purchase or sale of any financial instrument. It may contain information relating to investment products that are not authorized by the Securities and Futures Commission in Hong Kong for distribution to the public in Hong Kong. If in doubt, please seek independent financial advice. 


Licensing Information

Carret Private Capital Limited (CE No. AOT542) is licensed by the Securities and Futures Commission for Dealing in Securites (Type 1), Advising on Securites (Type 4) and Asset Management (Type 9). The licenses for all three activities are subject to the following licensing conditions:
i) The licensee shall not hold client assets. The terms "hold" and "client assets" are as defined under the Securities and Futures Ordinance;
ii) The licensee shall only provide services to professional investors. The term "professional investor" is as defined in the Securities and Futures Ordinance and its subsidiary legislation. Regulated Activities are conducted solely by CPC, not CPIL.

Notice for clients of CPC:
Please note that you have previously consented to being treated by CPC as a Professional Investor for the purposes of paragraph 15.2B of The Code of Conduct for Persons licensed by or registered with the Securities and Futures Commission in respect of those investments that you have historically traded through CPC or otherwise informed us that you have knowledge, expertise and experience in trading. Please also note that you are required to inform CPC to any changes in your personal or financial situation or otherwise which may affect the contractual relationship between CPC and you or which may affect your status and qualification as a Professional Investor.